Job Summary

Operational Risks Analyst

  • Location:
    Lone Tree , Colorado
  • Category:
  • Contract Type:
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Operational Risks Analyst job located in Lone Tree, CO
This Operational Risks Analyst Job located in Lone Tree, CO is with an American brokerage and banking company.
Ideal Candidates will have the following:

  • Financial Domain experience
  • Working with Trading or Trading systems

Job Description:

  • Participate all aspects of operational risk management activities, including ensuring CSIM’s system of controls is working appropriately and any operating events or errors are remedied quickly, root cause analysis performed and appropriate steps are taken to mitigate any further risk to the organization
  • Collaborate with business owners and key vendors to develop appropriate operational risk management strategies to ensure we achieve and maintain a best-in-class operating environment
  • Partner with business owners on the management of day-to-day operational risk, provide recommendations to enhance business processes as appropriate, and assist with any cross-functional review and oversight activities as needed
  • Conduct and drive operational risk assessments and participates in the identification of possible people, process, technology changes within the immediate organization to improve the business

Additional Job Details:

  • Bachelor’s degree required. A degree in Business or Finance highly preferred. Advanced degree or CFA a plus.
  • The candidate should have a minimum 5+ years of experience working for an investment management company with an emphasis on controls, trading systems and operating guidelines.
  • Candidates must also have a strong working knowledge of the asset management industry, the products and services offered through investment advisors, applicable rules and regulations and the current regulatory environment.
  • Outstanding written and verbal communication skills with demonstrated ability to communicate effectively with all levels of an organization.
  • Strong Microsoft Office skills including excel, PowerPoint and iKnow preferred.

If this Operational Risks Analyst Job located in Lone Tree, CO is a good fit, please submit your resume!

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All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, or protected veteran status and will not be discriminated against on the basis of disability.

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