Job Summary

Registration and Licensing Processor needed in Oakdale, MN

  • Location:
    Saint Paul , Minnesota
  • Category:
    Banking/Finance/Insurance(General)
  • Contract Type:
    Contract/Temporary
  • Job reference:
    US_EN_6_21701_59008348

Registration and Licensing Processor needed in Oakdale, MN!
 
SUMMARY OF RESPONSIBILITIES:


  • Process and maintain FINRA & Investment Advisor registrations & licenses, and branch office information for advisors on the Licensing & Registration system.
  • Renewal of registered personnel with FINRA and states regulators.
  • Assist in the Onboarding of Non-Registered Assistants
  • Process insurance agent appointments and renewals with multiple insurance carriers.
  • Assist insurance agents with resident and non-resident licensing requirements.
  • Administer customer service to advisors regarding securities & Investment Advisor registrations, and insurance licenses and appointments.

 
SUMMARY OF MINIMUM QUALIFICATIONS:

  • Prior FINRA Registration or insurance licensing experience preferred.
  • Strong attention to detail is critical
  • Strong organization skills along with the ability to handle multiple priorities
  • Customer service oriented
  • Excellent written and oral communications skills
  • Solid Microsoft Word and Excel experience
  • Some college or equivalent work experience preferred
  • Broker/Dealer industry background preferred

 
HOURS:
Work hours Monday to Friday 8 hours with flexibility between hours of 7:30-5:30
 
If you are interested in this Registration and Licensing Processor role in Oakdale, MN please click APPLY NOW!


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All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, or protected veteran status and will not be discriminated against on the basis of disability.

Equal employment opportunity information:
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